SEC Form 4 · accession 0001127602-17-004938
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Inge G Thulin
Officer — Chairman, President & CEO · Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 12:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2017 | S | 100 | $177.6075 | D | 206,576 | D | |
| Common Stock | Feb 9, 2017 | S | 6,100 | $177.61 | D | 200,476 | D | |
| Common Stock | Feb 9, 2017 | S | 829 | $177.62 | D | 199,647 | D | |
| Common Stock | Feb 9, 2017 | S | 200 | $177.6228 | D | 199,447 | D | |
| Common Stock | Feb 9, 2017 | S | 200 | $177.625 | D | 199,247 | D | |
| Common Stock | Feb 9, 2017 | S | 200 | $177.63 | D | 199,047 | D | |
| Common Stock | Feb 9, 2017 | S | 200 | $177.635 | D | 198,847 | D | |
| Common Stock | Feb 9, 2017 | S | 100 | $177.65 | D | 198,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $77.18 | Feb 9, 2017 | M | 50,792 | D | May 13, 2009 | May 11, 2018 | Common Stock | 50,792 | 0 | D |
Remarks
3 of 3