SEC Form 4 · accession 0001127602-17-004915
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hak Cheol Shin
Officer — Executive Vice President
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 10:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | M | 47,528 | $77.18 | A | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 10,387 | $176.71 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 860 | $176.72 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 360 | $176.73 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 660 | $176.74 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 400 | $176.75 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 200 | $176.76 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 569 | $176.77 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 100 | $176.78 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 1,069 | $176.79 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 500 | $176.80 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 169 | $176.81 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 1,800 | $176.82 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 833 | $176.83 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 100 | $176.84 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 200 | $176.845 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 208 | $176.85 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 1,056 | $176.86 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 400 | $176.865 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 2,589 | $176.87 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 434 | $176.88 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 534 | $176.89 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 400 | $176.90 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 100 | $176.91 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 1,400 | $176.93 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 5,100 | $176.932 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 5,000 | $176.935 | D | 61,283 | D | |
| Common Stock | Feb 8, 2017 | S | 12,100 | $176.94 | D | 61,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $77.18 | Feb 8, 2017 | M | 47,528 | D | May 13, 2009 | May 11, 2018 | Common Stock | 47,528 | 0 | D |