SEC Form 4/A · accession 0001127602-17-004860
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Khandpur K Ashish
Officer — Sr. VP, Chief Tech. Officer
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2017 | A | 4,763 | $0.00 | A | 5,888 | D | |
| Common StockF1 | Feb 7, 2017 | F | 2,331 | $0.00 | D | 3,557 | D | |
| Common Stock | holding | — | — | — | 752 | I | by Spouse | |
| Common Stock | holding | — | — | — | 751 | I | Spouse 401k/paesop |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $175.76 | Feb 7, 2017 | A | 29,803 | A | Feb 7, 2018 | Feb 8, 2027 | Common Stock | 29,803 | 29,803 | D |
Explanation of responses
- F1Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1.