SEC Form 5 · accession 0001127602-17-001552
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas C Gangestad
Officer — Sr. VP & CFO
Period of report
Dec 31, 2016
Accepted (ET)
Jan 11, 2017 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 6, 2016 | G | 500 | $0.00 | D | 17,428 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
- F2Includes shares acquired under 3M's General Employee Stock Purchase Plan.