SEC Form 5 · accession 0001127602-17-001431
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hak Cheol Shin
Officer — Executive Vice President
Period of report
Dec 31, 2016
Accepted (ET)
Jan 10, 2017 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2016 | G | 121 | $0.00 | D | 56,945 | D | |
| Common StockF2 | holding | — | — | — | 1,468 | I | By 401k/paesop Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2Includes shares acquired pursuant to the 3M Voluntary Investment Plan.