SEC Form 4 · accession 0001127602-16-069469
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D. Hammes
Officer — VP, Corp Controller & CAO
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2016 | M | 436 | $84.78 | A | 2,261 | D | |
| Common StockF1 | Dec 7, 2016 | S | 436 | $174.00 | D | 1,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $84.78 | Dec 7, 2016 | M | 436 | D | May 8, 2008 | May 8, 2017 | Common Stock | 436 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2016.