SEC Form 4 · accession 0001127602-16-067701
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie L Bushman
Officer — Senior Vice President
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 9:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 10,424 | $77.18 | A | 32,717 | D | |
| Common Stock | Nov 17, 2016 | S | 2,424 | $173.00 | D | 30,293 | D | |
| Common Stock | Nov 17, 2016 | S | 100 | $173.001 | D | 30,193 | D | |
| Common Stock | Nov 17, 2016 | S | 200 | $173.01 | D | 29,993 | D | |
| Common Stock | Nov 17, 2016 | S | 200 | $173.015 | D | 29,793 | D | |
| Common Stock | Nov 17, 2016 | S | 200 | $173.02 | D | 29,593 | D | |
| Common Stock | Nov 17, 2016 | S | 3,100 | $173.025 | D | 26,493 | D | |
| Common Stock | Nov 17, 2016 | S | 4,200 | $173.03 | D | 22,293 | D | |
| Common Stock | holding | — | — | — | 800 | I | by 401k/paesop Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $77.18 | Nov 17, 2016 | M | 10,424 | D | May 13, 2009 | May 13, 2018 | Common Stock | 10,424 | 0 | D |