SEC Form 4 · accession 0001127602-16-067517
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly F Price
Officer — Sr Vice President
Period of report
Aug 16, 2016
Accepted (ET)
Nov 17, 2016 · 12:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | G | 974 | $0.00 | D | 5,636 | D | |
| Common Stock | Nov 15, 2016 | M | 2,952 | $84.78 | A | 8,588 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $172.192 | D | 8,488 | D | |
| Common Stock | Nov 15, 2016 | S | 2,552 | $172.1959 | D | 5,936 | D | |
| Common StockF1 | Nov 15, 2016 | S | 300 | $172.20 | D | 5,636 | D | |
| Common Stock | holding | — | — | — | 252 | I | 401K/paesop Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | Nov 15, 2016 | M | 2,952 | D | May 8, 2008 | May 8, 2017 | Common Stock | 2,952 | 0 | D |
Explanation of responses
- F1Includes shares acquired pursuant to the 3M Voluntary Investment Plan.