SEC Form 4 · accession 0001127602-16-066334
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie L Bushman
Officer — Senior Vice President
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 11:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2016 | S | 200 | $166.53 | D | 34,093 | D | |
| Common Stock | Nov 4, 2016 | S | 200 | $166.575 | D | 33,893 | D | |
| Common Stock | Nov 4, 2016 | S | 300 | $166.585 | D | 33,593 | D | |
| Common Stock | Nov 4, 2016 | S | 600 | $166.59 | D | 32,993 | D | |
| Common Stock | Nov 4, 2016 | S | 400 | $166.60 | D | 32,593 | D | |
| Common Stock | Nov 4, 2016 | S | 800 | $166.61 | D | 31,793 | D | |
| Common Stock | Nov 4, 2016 | S | 200 | $166.62 | D | 31,593 | D | |
| Common Stock | Nov 4, 2016 | S | 700 | $166.625 | D | 30,893 | D | |
| Common Stock | Nov 4, 2016 | S | 200 | $166.65 | D | 30,693 | D | |
| Common Stock | Nov 4, 2016 | S | 100 | $166.665 | D | 30,593 | D | |
| Common Stock | Nov 4, 2016 | S | 50 | $166.67 | D | 30,543 | D | |
| Common Stock | Nov 4, 2016 | S | 400 | $166.68 | D | 30,143 | D | |
| Common Stock | Nov 4, 2016 | S | 200 | $166.69 | D | 29,943 | D | |
| Common Stock | Nov 4, 2016 | S | 99 | $166.691 | D | 29,844 | D | |
| Common Stock | Nov 4, 2016 | S | 650 | $166.70 | D | 29,194 | D | |
| Common Stock | Nov 4, 2016 | S | 550 | $166.71 | D | 28,644 | D | |
| Common Stock | Nov 4, 2016 | S | 1,146 | $166.72 | D | 27,498 | D | |
| Common Stock | Nov 4, 2016 | S | 500 | $166.73 | D | 26,998 | D | |
| Common Stock | Nov 4, 2016 | S | 100 | $166.731 | D | 26,898 | D | |
| Common Stock | Nov 4, 2016 | S | 13 | $166.74 | D | 26,885 | D | |
| Common Stock | Nov 4, 2016 | S | 100 | $166.745 | D | 26,785 | D | |
| Common Stock | Nov 4, 2016 | S | 100 | $166.75 | D | 26,685 | D | |
| Common Stock | Nov 4, 2016 | S | 100 | $166.76 | D | 26,585 | D | |
| Common Stock | Nov 4, 2016 | S | 350 | $166.77 | D | 26,235 | D | |
| Common Stock | Nov 4, 2016 | S | 201 | $166.78 | D | 26,034 | D | |
| Common Stock | Nov 4, 2016 | S | 200 | $166.81 | D | 25,834 | D | |
| Common Stock | Nov 4, 2016 | S | 2,204 | $166.83 | D | 23,630 | D | |
| Common Stock | Nov 4, 2016 | S | 108 | $166.86 | D | 23,522 | D | |
| Common StockF1 | holding | — | — | — | 800 | I | by 401k/paesop Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
Remarks
1 of 2