SEC Form 4 · accession 0001127602-16-061862
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon T Lindekugel
Officer — Senior Vice President
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 11:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | M | 2,198 | $179.98 | A | 3,304 | D | |
| Common StockF1 | Sep 1, 2016 | F | 739 | $179.98 | D | 2,565 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Sep 1, 2016 | M | 2,198 | D | — | — | Common Stock | 2,198 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F3The Restricted Stock Units will vest on 9/1/2016.