SEC Form 4 · accession 0001127602-16-059290
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Bauman
Officer — Executive Vice President
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | S | 2,674 | $178.4399 | D | 10,834 | D | |
| Common Stock | Aug 1, 2016 | M | 6,392 | $84.78 | A | 17,226 | D | |
| Common StockF1 | Aug 1, 2016 | S | 6,392 | $178.412 | D | 10,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | Aug 1, 2016 | M | 6,392 | D | May 8, 2008 | May 8, 2017 | Common Stock | 6,392 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.