SEC Form 4 · accession 0001127602-16-059092
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Khandpur K Ashish
Officer — Sr. VP, Chief Tech. Officer
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | S | 879 | $178.396 | D | 1,011 | D | |
| Common Stock | Jul 29, 2016 | M | 800 | $84.78 | A | 1,811 | D | |
| Common Stock | Jul 29, 2016 | S | 800 | $178.3813 | D | 1,011 | D | |
| Common StockF1 | holding | — | — | — | 752 | I | by Spouse | |
| Common StockF2 | holding | — | — | — | 742 | I | Spouse 401k/paesop |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | Jul 29, 2016 | M | 800 | D | May 8, 2008 | May 8, 2017 | Common Stock | 800 | 0 | D |
Explanation of responses
- F1Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
- F2Includes shares acquired pursuant to the 3M Voluntary Investment Plan.