SEC Form 4 · accession 0001127602-16-059083
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Keel
Officer — Senior Vice President
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | M | 3,180 | $84.78 | A | 9,961 | D | |
| Common Stock | Jul 29, 2016 | S | 783 | $178.38 | D | 9,178 | D | |
| Common Stock | Jul 29, 2016 | S | 1,172 | $178.39 | D | 8,006 | D | |
| Common Stock | Jul 29, 2016 | S | 680 | $178.395 | D | 7,326 | D | |
| Common Stock | Jul 29, 2016 | S | 245 | $178.40 | D | 7,081 | D | |
| Common StockF1 | Jul 29, 2016 | S | 300 | $178.41 | D | 6,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | Jul 29, 2016 | M | 3,180 | D | May 8, 2008 | May 8, 2017 | Common Stock | 3,180 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.