SEC Form 4 · accession 0001127602-16-054812
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marlene Mary McGrath
Officer — Senior VP - Human Resources
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2016 | M | 3,522 | $168.38 | A | 18,895 | D | |
| Common Stock | Jun 3, 2016 | F | 1,698 | $168.38 | D | 17,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 3, 2016 | M | 3,522 | D | — | — | Common Stock | 3,522 | 3,523 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F2The restricted stock units will vest in equal installments on 6/3/2016 and 6/3/2018.