SEC Form 4 · accession 0001127602-16-051905
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Ulrich
Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 10, 2016 | A | 8 | $0.00 | A | 14,544 | D | |
| Common StockF2 | May 10, 2016 | A | 1,147 | $0.00 | A | 15,691 | D | |
| Common StockF3 | holding | — | — | — | 6,670 | I | By Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This reported transaction involves an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2016, that was approved by the Board of Directors on May 10, 2016.
- F2This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
- F3Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors.