SEC Form 4 · accession 0001127602-16-051858
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Inge G Thulin
Officer — Chairman, President & CEO · Director
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | S | 500 | $170.13 | D | 155,583 | D | |
| Common Stock | May 11, 2016 | S | 200 | $170.135 | D | 155,383 | D | |
| Common Stock | May 11, 2016 | S | 300 | $170.14 | D | 155,083 | D | |
| Common Stock | May 11, 2016 | S | 300 | $170.161 | D | 154,783 | D | |
| Common Stock | May 11, 2016 | S | 400 | $170.17 | D | 154,383 | D | |
| Common Stock | May 11, 2016 | S | 300 | $170.175 | D | 154,083 | D | |
| Common Stock | May 11, 2016 | S | 694 | $170.18 | D | 153,389 | D | |
| Common Stock | May 11, 2016 | S | 100 | $170.19 | D | 153,289 | D | |
| Common Stock | May 11, 2016 | S | 100 | $170.195 | D | 153,189 | D | |
| Common Stock | May 11, 2016 | S | 100 | $170.215 | D | 153,089 | D | |
| Common Stock | May 11, 2016 | S | 100 | $170.216 | D | 152,989 | D | |
| Common Stock | May 11, 2016 | S | 100 | $170.23 | D | 152,889 | D | |
| Common Stock | May 11, 2016 | S | 50 | $170.24 | D | 152,839 | D | |
| Common Stock | May 11, 2016 | S | 804 | $170.25 | D | 152,035 | D | |
| Common Stock | May 11, 2016 | S | 300 | $170.26 | D | 151,735 | D | |
| Common Stock | May 11, 2016 | S | 306 | $170.265 | D | 151,429 | D | |
| Common Stock | May 11, 2016 | S | 700 | $170.27 | D | 150,729 | D | |
| Common Stock | May 11, 2016 | S | 100 | $170.305 | D | 150,629 | D | |
| Common Stock | May 11, 2016 | S | 100 | $170.315 | D | 150,529 | D | |
| Common StockF1,F2 | May 11, 2016 | S | 104 | $170.33 | D | 150,425 | D | |
| Common StockF3 | holding | — | — | — | 1,515 | I | By 401k/paesop Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
- F3Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
Remarks
3 of 3