SEC Form 4 · accession 0001127602-16-051852
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Inge G Thulin
Officer — Chairman, President & CEO · Director
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | M | 45,758 | $84.78 | A | 196,183 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.85 | D | 196,083 | D | |
| Common Stock | May 11, 2016 | S | 300 | $169.86 | D | 195,783 | D | |
| Common Stock | May 11, 2016 | S | 600 | $169.87 | D | 195,183 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.875 | D | 195,083 | D | |
| Common Stock | May 11, 2016 | S | 400 | $169.88 | D | 194,683 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.8845 | D | 194,583 | D | |
| Common Stock | May 11, 2016 | S | 900 | $169.89 | D | 193,683 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.891 | D | 193,583 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.898 | D | 193,483 | D | |
| Common Stock | May 11, 2016 | S | 742 | $169.90 | D | 192,741 | D | |
| Common Stock | May 11, 2016 | S | 200 | $169.905 | D | 192,541 | D | |
| Common Stock | May 11, 2016 | S | 859 | $169.91 | D | 191,682 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.9114 | D | 191,582 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.915 | D | 191,482 | D | |
| Common Stock | May 11, 2016 | S | 1,200 | $169.92 | D | 190,282 | D | |
| Common Stock | May 11, 2016 | S | 363 | $169.93 | D | 189,919 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.935 | D | 189,819 | D | |
| Common Stock | May 11, 2016 | S | 1,837 | $169.94 | D | 187,982 | D | |
| Common Stock | May 11, 2016 | S | 400 | $169.945 | D | 187,582 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.9475 | D | 187,482 | D | |
| Common Stock | May 11, 2016 | S | 1,147 | $169.95 | D | 186,335 | D | |
| Common Stock | May 11, 2016 | S | 600 | $169.955 | D | 185,735 | D | |
| Common Stock | May 11, 2016 | S | 1,399 | $169.96 | D | 184,337 | D | |
| Common Stock | May 11, 2016 | S | 100 | $169.964 | D | 184,236 | D | |
| Common Stock | May 11, 2016 | S | 300 | $169.965 | D | 183,936 | D | |
| Common Stock | May 11, 2016 | S | 1,200 | $169.97 | D | 182,736 | D | |
| Common Stock | May 11, 2016 | S | 500 | $169.975 | D | 182,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | May 11, 2016 | M | 45,758 | D | May 8, 2008 | May 8, 2017 | Common Stock | 45,758 | 0 | D |
Remarks
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