SEC Form 4 · accession 0001127602-16-051332
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas C Gangestad
Officer — Sr. VP & CFO
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2016 | M | 2,612 | $84.78 | A | 20,240 | D | |
| Common StockF1 | May 4, 2016 | S | 2,612 | $166.52 | D | 17,628 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | May 4, 2016 | M | 2,612 | D | May 8, 2008 | May 8, 2017 | Common Stock | 2,612 | 0 | D |
Explanation of responses
- F1Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.