SEC Form 4 · accession 0001127602-16-051200
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joaquin Delgado
Officer — Executive Vice President
Period of report
May 4, 2016
Accepted (ET)
May 5, 2016 · 11:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2016 | M | 7,736 | $84.78 | A | 28,474 | D | |
| Common Stock | May 4, 2016 | S | 7,736 | $166.741 | D | 20,738 | D | |
| Common Stock | May 4, 2016 | M | 10,260 | $54.11 | A | 30,998 | D | |
| Common Stock | May 4, 2016 | S | 5,874 | $166.84 | D | 25,124 | D | |
| Common Stock | May 4, 2016 | S | 500 | $166.85 | D | 24,624 | D | |
| Common Stock | May 4, 2016 | S | 923 | $166.86 | D | 23,701 | D | |
| Common Stock | May 4, 2016 | S | 123 | $166.87 | D | 23,578 | D | |
| Common Stock | May 4, 2016 | S | 700 | $166.88 | D | 22,878 | D | |
| Common Stock | May 4, 2016 | S | 1,640 | $166.89 | D | 21,238 | D | |
| Common Stock | May 4, 2016 | S | 400 | $166.90 | D | 20,838 | D | |
| Common Stock | May 4, 2016 | S | 100 | $166.905 | D | 20,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | May 4, 2016 | M | 7,736 | D | May 8, 2008 | May 8, 2017 | Common Stock | 7,736 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $54.11 | May 4, 2016 | M | 10,260 | D | Feb 9, 2010 | Feb 8, 2019 | Common Stock | 10,260 | 0 | D |