SEC Form 4 · accession 0001127602-16-050969
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse G Singh
Officer — Senior Vice President
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2016 | G | 247 | $0.00 | D | 4,435 | D | |
| Common Stock | May 2, 2016 | M | 6,736 | $84.78 | A | 11,311 | D | |
| Common Stock | May 2, 2016 | S | 6,736 | $167.9973 | D | 4,575 | D | |
| Common Stock | May 2, 2016 | M | 12,616 | $77.18 | A | 17,191 | D | |
| Common Stock | May 2, 2016 | S | 7,022 | $167.84 | D | 10,169 | D | |
| Common Stock | May 2, 2016 | S | 300 | $167.85 | D | 9,869 | D | |
| Common Stock | May 2, 2016 | S | 300 | $167.86 | D | 9,569 | D | |
| Common Stock | May 2, 2016 | S | 300 | $167.87 | D | 9,269 | D | |
| Common Stock | May 2, 2016 | S | 1,100 | $167.88 | D | 8,169 | D | |
| Common Stock | May 2, 2016 | S | 500 | $167.89 | D | 7,669 | D | |
| Common Stock | May 2, 2016 | S | 200 | $167.90 | D | 7,469 | D | |
| Common Stock | May 2, 2016 | S | 500 | $167.91 | D | 6,969 | D | |
| Common Stock | May 2, 2016 | S | 242 | $167.92 | D | 6,727 | D | |
| Common Stock | May 2, 2016 | S | 647 | $167.93 | D | 6,080 | D | |
| Common Stock | May 2, 2016 | S | 100 | $167.95 | D | 5,980 | D | |
| Common Stock | May 2, 2016 | S | 1,405 | $167.96 | D | 4,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | May 2, 2016 | M | 6,736 | D | May 8, 2008 | May 8, 2017 | Common Stock | 6,736 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $77.18 | May 2, 2016 | M | 12,616 | D | May 13, 2009 | May 13, 2018 | Common Stock | 12,616 | 0 | D |