SEC Form 4 · accession 0001127602-16-042331
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie L Bushman
Officer — Senior Vice President
Period of report
Feb 18, 2016
Accepted (ET)
Feb 19, 2016 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2016 | M | 12,068 | $84.78 | A | 46,338 | D | |
| Common Stock | Feb 18, 2016 | S | 6,275 | $156.60 | D | 40,063 | D | |
| Common Stock | Feb 18, 2016 | S | 200 | $156.61 | D | 39,863 | D | |
| Common Stock | Feb 18, 2016 | S | 109 | $156.62 | D | 39,754 | D | |
| Common Stock | Feb 18, 2016 | S | 812 | $156.63 | D | 38,942 | D | |
| Common Stock | Feb 18, 2016 | S | 500 | $156.64 | D | 38,442 | D | |
| Common Stock | Feb 18, 2016 | S | 600 | $156.65 | D | 37,842 | D | |
| Common Stock | Feb 18, 2016 | S | 961 | $156.66 | D | 36,881 | D | |
| Common Stock | Feb 18, 2016 | S | 400 | $156.67 | D | 36,481 | D | |
| Common Stock | Feb 18, 2016 | S | 337 | $156.69 | D | 36,144 | D | |
| Common Stock | Feb 18, 2016 | S | 742 | $156.70 | D | 35,402 | D | |
| Common Stock | Feb 18, 2016 | S | 200 | $156.71 | D | 35,202 | D | |
| Common Stock | Feb 18, 2016 | S | 100 | $156.74 | D | 35,102 | D | |
| Common Stock | Feb 18, 2016 | S | 532 | $156.75 | D | 34,570 | D | |
| Common Stock | Feb 18, 2016 | S | 300 | $156.76 | D | 34,270 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | Feb 18, 2016 | M | 12,068 | D | May 8, 2008 | May 8, 2017 | Common Stock | 12,068 | 0 | D |