SEC Form 4 · accession 0001127602-16-041735
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hak Cheol Shin
Officer — Executive Vice President
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | M | 35,441 | $84.78 | A | 92,370 | D | |
| Common Stock | Feb 16, 2016 | S | 10,564 | $154.79 | D | 81,806 | D | |
| Common Stock | Feb 16, 2016 | S | 200 | $154.80 | D | 81,606 | D | |
| Common Stock | Feb 16, 2016 | S | 308 | $154.81 | D | 81,298 | D | |
| Common Stock | Feb 16, 2016 | S | 4,788 | $154.82 | D | 76,510 | D | |
| Common Stock | Feb 16, 2016 | S | 7,300 | $154.8201 | D | 69,210 | D | |
| Common Stock | Feb 16, 2016 | S | 775 | $154.83 | D | 68,435 | D | |
| Common Stock | Feb 16, 2016 | S | 500 | $154.84 | D | 67,935 | D | |
| Common Stock | Feb 16, 2016 | S | 750 | $154.85 | D | 67,185 | D | |
| Common Stock | Feb 16, 2016 | S | 1,500 | $154.8501 | D | 65,685 | D | |
| Common Stock | Feb 16, 2016 | S | 200 | $154.87 | D | 65,485 | D | |
| Common Stock | Feb 16, 2016 | S | 300 | $154.88 | D | 65,185 | D | |
| Common Stock | Feb 16, 2016 | S | 722 | $154.89 | D | 64,463 | D | |
| Common Stock | Feb 16, 2016 | S | 100 | $154.8901 | D | 64,363 | D | |
| Common Stock | Feb 16, 2016 | S | 300 | $154.90 | D | 64,063 | D | |
| Common Stock | Feb 16, 2016 | S | 800 | $154.91 | D | 63,263 | D | |
| Common Stock | Feb 16, 2016 | S | 200 | $154.9101 | D | 63,063 | D | |
| Common Stock | Feb 16, 2016 | S | 319 | $154.92 | D | 62,744 | D | |
| Common Stock | Feb 16, 2016 | S | 4,400 | $154.9201 | D | 58,344 | D | |
| Common Stock | Feb 16, 2016 | S | 68 | $154.93 | D | 58,276 | D | |
| Common Stock | Feb 16, 2016 | S | 400 | $154.94 | D | 57,876 | D | |
| Common Stock | Feb 16, 2016 | S | 947 | $154.95 | D | 56,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | Feb 16, 2016 | M | 35,441 | D | May 8, 2008 | May 8, 2017 | Common Stock | 35,441 | 0 | D |