SEC Form 4 · accession 0001127602-16-040596
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G. Vale
Officer — Executive Vice President
Period of report
Feb 10, 2016
Accepted (ET)
Feb 11, 2016 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2016 | S | 572 | $154.8089 | D | 16,559 | D | |
| Common Stock | Feb 10, 2016 | M | 2,156 | $84.78 | A | 18,715 | D | |
| Common Stock | Feb 10, 2016 | S | 956 | $154.745 | D | 17,759 | D | |
| Common Stock | Feb 10, 2016 | S | 100 | $154.78 | D | 17,659 | D | |
| Common Stock | Feb 10, 2016 | S | 200 | $154.81 | D | 17,459 | D | |
| Common Stock | Feb 10, 2016 | S | 200 | $154.83 | D | 17,259 | D | |
| Common Stock | Feb 10, 2016 | S | 100 | $154.8325 | D | 17,159 | D | |
| Common Stock | Feb 10, 2016 | S | 200 | $154.86 | D | 16,959 | D | |
| Common Stock | Feb 10, 2016 | S | 200 | $154.875 | D | 16,759 | D | |
| Common Stock | Feb 10, 2016 | S | 200 | $154.905 | D | 16,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | Feb 10, 2016 | M | 2,156 | D | May 8, 2008 | May 8, 2017 | Common Stock | 2,156 | 0 | D |