SEC Form 4/A · accession 0001127602-16-040517
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James L Bauman
Officer — Executive Vice President
Period of report
Feb 2, 2016
Accepted (ET)
Feb 11, 2016 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | F | 2,483 | $0.00 | D | 13,380 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 4, 2016, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock to be delivered as a result of the vesting of a performance share award made to the reporting person on March 1, 2013. The number of shares previously reported as being withheld for the payment of withholding taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.