SEC Form 4/A · accession 0001127602-16-040508
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Frank R Little Jr.
Officer — Executive Vice President
Period of report
Feb 2, 2016
Accepted (ET)
Feb 11, 2016 · 12:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | F | 2,352 | $0.00 | D | 8,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 4, 2016, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock to be delivered as a result of the vesting of a performance share award made to the reporting person on 3/1/2013 and 11/1/2014. The number of shares previously reported as being withheld for the payment of withholding taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.