SEC Form 4 · accession 0001127602-15-033710
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon T Lindekugel
Officer — Senior Vice President
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F1 | — | Dec 8, 2015 | A | 2,500 | A | — | — | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F2This award was previously reported on a Form 4 filed on October 13, 2015, which mistakenly reported that the RSUs were awarded as of October 1, 2015. The award was in fact granted on December 8, 2015, and the Form 4 filed on October 13, 2015 is amended and withdrawn by this new Form 4.
- F3The restricted stock units will vest in equal installments on 10/1/2018 and 10/1/2020.