SEC Form 4 · accession 0001127602-15-030508
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marlene Mary McGrath
Officer — Senior VP - Human Resources
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 11:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 2,560 | $84.78 | A | 12,758 | D | |
| Common Stock | Nov 5, 2015 | S | 2,560 | $159.23 | D | 10,198 | D | |
| Common Stock | Nov 5, 2015 | M | 1,131 | $77.18 | A | 11,329 | D | |
| Common Stock | Nov 5, 2015 | S | 100 | $159.212 | D | 11,229 | D | |
| Common Stock | Nov 5, 2015 | S | 100 | $159.213 | D | 11,129 | D | |
| Common Stock | Nov 5, 2015 | S | 131 | $159.2135 | D | 10,998 | D | |
| Common Stock | Nov 5, 2015 | S | 100 | $159.2166 | D | 10,898 | D | |
| Common Stock | Nov 5, 2015 | S | 700 | $159.231 | D | 10,198 | D | |
| Common Stock | Nov 5, 2015 | M | 1,335 | $54.11 | A | 11,533 | D | |
| Common Stock | Nov 5, 2015 | S | 1,335 | $159.251 | D | 10,198 | D | |
| Common Stock | Nov 5, 2015 | M | 4,100 | $78.72 | A | 14,298 | D | |
| Common Stock | Nov 5, 2015 | S | 4,100 | $159.281 | D | 10,198 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $84.78 | Nov 5, 2015 | M | 2,560 | D | May 8, 2008 | May 8, 2017 | Common Stock | 2,560 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $77.18 | Nov 5, 2015 | M | 1,131 | D | May 13, 2009 | May 13, 2018 | Common Stock | 1,131 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $54.11 | Nov 5, 2015 | M | 1,335 | D | Feb 9, 2010 | Feb 8, 2019 | Common Stock | 1,335 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $78.72 | Nov 5, 2015 | M | 4,100 | D | Feb 9, 2011 | Feb 7, 2020 | Common Stock | 4,100 | 0 | D |
Explanation of responses
- F1This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).