SEC Form 4 · accession 0001127602-15-030055
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joaquin Delgado
Officer — Executive Vice President
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 10:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2015 | M | 11,370 | $87.35 | A | 25,938 | D | |
| Common Stock | Oct 30, 2015 | S | 6,670 | $158.28 | D | 19,268 | D | |
| Common Stock | Oct 30, 2015 | S | 1,618 | $158.29 | D | 17,650 | D | |
| Common Stock | Oct 30, 2015 | S | 1,181 | $158.30 | D | 16,469 | D | |
| Common Stock | Oct 30, 2015 | S | 900 | $158.31 | D | 15,569 | D | |
| Common Stock | Oct 30, 2015 | S | 600 | $158.33 | D | 14,969 | D | |
| Common Stock | Oct 30, 2015 | S | 401 | $158.34 | D | 14,568 | D | |
| Common StockF1 | holding | — | — | — | 1,068 | I | By 401k/paesop Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $87.35 | Oct 30, 2015 | M | 11,370 | D | May 9, 2007 | May 9, 2016 | Common Stock | 11,370 | 0 | D |
Explanation of responses
- F1Includes shares acquired pursuant to the 3M Voluntary Investment Plan.