SEC Form 4 · accession 0001127602-15-029737
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian F Hardgrove
Officer — Sr. Vice President
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | M | 2,000 | $87.35 | A | 16,694 | D | |
| Common Stock | Oct 28, 2015 | S | 2,000 | $157.6601 | D | 14,694 | D | |
| Common Stock | Oct 28, 2015 | G | 500 | $0.00 | D | 14,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $87.35 | Oct 28, 2015 | M | 2,000 | D | May 9, 2007 | May 9, 2016 | Common Stock | 2,000 | 6,898 | D |