SEC Form 4 · accession 0001127602-15-029660
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Khandpur K Ashish
Officer — Sr. VP, Chief Tech. Officer
Period of report
Oct 27, 2015
Accepted (ET)
Oct 28, 2015 · 12:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | S | 1,181 | $156.63 | D | 1,151 | D | |
| Common Stock | Oct 27, 2015 | S | 200 | $156.64 | D | 951 | D | |
| Common Stock | Oct 27, 2015 | M | 1,774 | $87.35 | A | 2,725 | D | |
| Common Stock | Oct 27, 2015 | S | 400 | $156.57 | D | 2,325 | D | |
| Common Stock | Oct 27, 2015 | S | 1,205 | $156.58 | D | 1,120 | D | |
| Common StockF1 | Oct 27, 2015 | S | 169 | $156.595 | D | 951 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $87.35 | Oct 27, 2015 | M | 1,774 | D | May 9, 2007 | May 9, 2016 | Common Stock | 1,774 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.