SEC Form 4 · accession 0001127602-15-029658
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Inge G Thulin
Officer — Chairman, President & CEO · Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 28, 2015 · 11:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | M | 52,000 | $87.35 | A | 152,905 | D | |
| Common Stock | Oct 27, 2015 | S | 200 | $155.74 | D | 152,705 | D | |
| Common Stock | Oct 27, 2015 | S | 100 | $155.75 | D | 152,605 | D | |
| Common Stock | Oct 27, 2015 | S | 400 | $155.795 | D | 152,205 | D | |
| Common Stock | Oct 27, 2015 | S | 200 | $155.82 | D | 152,005 | D | |
| Common Stock | Oct 27, 2015 | S | 100 | $155.83 | D | 151,905 | D | |
| Common Stock | Oct 27, 2015 | S | 100 | $155.84 | D | 151,805 | D | |
| Common Stock | Oct 27, 2015 | S | 49,600 | $155.85 | D | 102,205 | D | |
| Common Stock | Oct 27, 2015 | S | 200 | $155.86 | D | 102,005 | D | |
| Common Stock | Oct 27, 2015 | S | 300 | $155.87 | D | 101,705 | D | |
| Common Stock | Oct 27, 2015 | S | 100 | $155.93 | D | 101,605 | D | |
| Common Stock | Oct 27, 2015 | S | 400 | $155.95 | D | 101,205 | D | |
| Common StockF1,F2 | Oct 27, 2015 | S | 300 | $155.99 | D | 100,905 | D | |
| Common StockF3 | holding | — | — | — | 1,495 | I | By 401k/paesop Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $87.35 | Oct 27, 2015 | M | 52,000 | D | May 9, 2007 | May 9, 2016 | Common Stock | 52,000 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
- F3Includes shares acquired pursuant to the 3M Voluntary Investment Plan.