SEC Form 4 · accession 0001127602-15-029025
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon T Lindekugel
Officer — Senior Vice President
Period of report
Oct 1, 2015
Accepted (ET)
Oct 13, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Oct 1, 2015 | A | 2,500 | A | — | — | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F2The restricted stock units will vest in equal installments on 10-1-2018 and 10-1-2020.
- F3Due to an administrative processing error, staff responsible for preparing the Form 4, inadvertently missed a Form 4 filing deadline for an RSU grant awarded on October 1, 2015. This filing brings the reporting person's holdings up to date.