SEC Form 4 · accession 0001127602-15-026512
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Kelly
Officer — Executive Vice President
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 9:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | M | 12,254 | $138.50 | A | 42,776 | D | |
| Common StockF1 | Sep 1, 2015 | F | 5,141 | $138.50 | D | 37,635 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Sep 1, 2015 | M | 12,254 | D | — | — | Common Stock | 12,254 | 0 | D |
Explanation of responses
- F1Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F3The restricted stock units will vest 100% four years from the grant date (9-1-2011).