SEC Form 4/A · accession 0001127602-15-019572
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul A Keel
Officer — Senior Vice President
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 9:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | F | 1,020 | $158.98 | D | 4,272 | D | |
| Common StockF1 | Jun 1, 2015 | M | 3,034 | $158.98 | A | 5,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jun 1, 2015 | M | 3,034 | D | — | — | Common Stock | 3,034 | 3,034 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F3The restricted stock units will vest in equal installments on June 1, 2015 and June 1, 2017.
Remarks
Transaction date corrected.