SEC Form 4 · accession 0001127602-15-005235
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D. Hammes
Officer — VP, Corp Controller & CAO
Period of report
Feb 7, 2015
Accepted (ET)
Feb 10, 2015 · 2:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2015 | M | 253 | $0.00 | A | 1,010 | D | |
| Common Stock | Feb 7, 2015 | F | 99 | $166.07 | D | 911 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 7, 2015 | M | 253 | D | — | — | Common Stock | 253 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F2The restricted stock units will vest 100% on 2-7-2015