SEC Form 4 · accession 0001127602-15-004801
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hak Cheol Shin
Officer — EXEC VICE PRESIDENT
Period of report
Feb 5, 2015
Accepted (ET)
Feb 6, 2015 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | S | 2,473 | $165.83 | D | 60,326 | D | |
| Common Stock | Feb 5, 2015 | S | 400 | $165.835 | D | 59,926 | D | |
| Common Stock | Feb 5, 2015 | S | 100 | $165.8375 | D | 59,826 | D | |
| Common Stock | Feb 5, 2015 | S | 1,206 | $165.84 | D | 58,620 | D | |
| Common Stock | Feb 5, 2015 | S | 100 | $165.845 | D | 58,520 | D | |
| Common Stock | Feb 5, 2015 | S | 594 | $165.85 | D | 57,926 | D | |
| Common Stock | Feb 5, 2015 | S | 100 | $165.86 | D | 57,826 | D | |
| Common Stock | Feb 5, 2015 | S | 411 | $165.87 | D | 57,415 | D | |
| Common Stock | Feb 5, 2015 | S | 189 | $165.88 | D | 57,226 | D | |
| Common Stock | Feb 5, 2015 | S | 400 | $165.89 | D | 56,826 | D | |
| Common Stock | Feb 5, 2015 | S | 200 | $165.895 | D | 56,626 | D | |
| Common Stock | Feb 5, 2015 | S | 700 | $165.90 | D | 55,926 | D | |
| Common Stock | Feb 5, 2015 | S | 600 | $165.925 | D | 55,326 | D | |
| Common Stock | Feb 5, 2015 | S | 600 | $165.9275 | D | 54,726 | D | |
| Common Stock | Feb 5, 2015 | S | 2,500 | $165.93 | D | 52,226 | D | |
| Common Stock | Feb 5, 2015 | S | 500 | $165.94 | D | 51,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $87.35 | Feb 5, 2015 | M | 60,000 | D | May 9, 2007 | May 9, 2016 | Common Stock | 60,000 | 0 | D |
Remarks
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