SEC Form 4 · accession 0001127602-15-004542
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Hak Cheol Shin
Officer — EXEC VICE PRESIDENT
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2015 | A | 7,759 | $0.00 | A | 54,600 | D | |
| Common StockF1 | Feb 3, 2015 | F | 2,874 | $165.94 | D | 51,726 | D | |
| Common StockF2 | holding | — | — | — | 1,394 | I | By 401k/paesop Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $165.94 | Feb 3, 2015 | A | 39,846 | A | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 39,846 | 39,846 | D |
Explanation of responses
- F1This transaction reflects the imminent delivery of 7759.117 shares of 3M Common Stock earned as the result of the vesting of the 2012 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
- F2Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
- F3This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/3/2015).