SEC Form 4 · accession 0001127602-15-004510

3M CO · MMM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Sr. VP, Chief Tech. Officer

Period of report

Feb 3, 2015

Accepted (ET)

Feb 5, 2015 · 3:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000066740

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 3, 2015	A	2,115	$0.00	A	2,939	D
Common Stock^F1,F2	Feb 3, 2015	F	733	$165.94	D	2,206	D
Common Stock^F3	holding	—	—		—	714	I	Spouse 401k/paesop

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F4	$165.94	Feb 3, 2015	A	25,445	A	Feb 3, 2016	Feb 3, 2025	Common Stock	25,445	25,445	D
Restricted Stock Units^F5,F6	—	Feb 3, 2015	A	133	A	—	—	Common Stock	133	133	I

F1This transaction reflects the imminent delivery of 2115.244 shares of 3M Common Stock earned as the result of the vesting of the 2012 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
F2Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
F4This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/3/2015).
F5Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F6The restricted stock units will vest 100% on 2/3/2018.