SEC Form 4 · accession 0001127602-15-004489
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Eric D. Hammes
Officer — VP, Corp Controller & CAO
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 2:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2015 | A | 526 | $0.00 | A | 963 | D | |
| Common StockF1,F2 | Feb 3, 2015 | F | 205 | $165.94 | D | 758 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $165.94 | Feb 3, 2015 | A | 9,834 | A | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 9,834 | 9,834 | D |
Explanation of responses
- F1This transaction reflects the imminent delivery of 525.925 shares of 3M Common Stock earned as the result of the vesting of the 2012 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
- F2Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F3This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/3/2015).