SEC Form 4 · accession 0001104659-16-144268
MINES MANAGEMENT INC · MGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy Franklin
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066649
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | M | 25,000 | $0.91 | A | 321,610 | D | |
| Common Stock | Sep 8, 2016 | M | 25,000 | $0.91 | A | 351,610 | D | |
| Common Stock | Sep 8, 2016 | F | 33,212 | $1.37 | D | 318,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $0.91 | Sep 8, 2016 | M | 25,000 | D | — | Nov 30, 2019 | Common Stock | 25,000 | 0 | D |
| Stock Options (Right to Buy)F2 | $0.91 | Sep 8, 2016 | M | 25,000 | D | — | Apr 15, 2020 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The option was granted on June 11, 2014 and vested 100% on November 30, 2014.
- F2The option was granted on June 11, 2014 and vested 100% on April 15, 2015.