SEC Form 4 · accession 0001104659-16-089183
MINES MANAGEMENT INC · MGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole Altenburg
Officer — Prin Fin & Acct Officer, Contr
Period of report
Jan 7, 2016
Accepted (ET)
Jan 11, 2016 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066649
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2016 | M | 25,000 | $0.20 | A | 31,029 | D | |
| Common Stock | Jan 7, 2016 | M | 20,000 | $0.20 | A | 51,029 | D | |
| Common Stock | Jan 7, 2016 | M | 25,000 | $0.20 | A | 76,029 | D | |
| Common Stock | Jan 7, 2016 | F | 31,819 | $0.44 | D | 44,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $0.20 | Jan 7, 2016 | M | 25,000 | D | — | Jan 14, 2016 | Common Stock | 25,000 | 0 | D |
| Stock Options (Right to Buy)F2 | $0.20 | Jan 7, 2016 | M | 20,000 | D | — | Jul 18, 2017 | Common Stock | 20,000 | 0 | D |
| Stock Options (Right to Buy)F3 | $0.20 | Jan 7, 2016 | M | 25,000 | D | — | Feb 19, 2018 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The option was granted on July 14, 2010 and vested 100% on January 14, 2011.
- F2The option was granted on July 18, 2012 and vested 100% on July 18, 2012.
- F3The option was granted on February 19, 2013 and vested 100% on February 19, 2013.