SEC Form 5 · accession 0001225208-18-001366
MSA Safety Inc · MSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Edward Shaw Jr.
Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 23, 2018 · 12:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par valueF1 | Nov 15, 2016 | S | 5,000 | $61.938 | D | 147,821 | I | By Wife as Trustee |
| Common Stock, no par valueF1 | Nov 15, 2016 | S | 7,821 | $61.667 | D | 140,000 | I | By Wife as Trustee |
| Common Stock, no par valueF1,F2 | Mar 1, 2017 | S | 3,000 | $73.523 | D | 461,097 | I | By Wife as Trustee |
| Common Stock, no par valueF1,F2 | Apr 26, 2017 | S | 7,000 | $79.279 | D | 386,824 | I | By Wife as Trustee |
| Common Stock, no par valueF1 | Jun 9, 2017 | S | 2,000 | $83.56 | D | 128,000 | I | By Wife as Trustee |
| Common Stock, no par valueF1 | Jul 12, 2017 | S | 600 | $80.00 | D | 127,400 | I | By Wife as Trustee |
| Common Stock, no par valueF1 | Jul 12, 2017 | S | 1,400 | $80.471 | D | 126,000 | I | By Wife as Trustee |
| Common Stock, no par valueF1 | Sep 12, 2017 | S | 3,300 | $72.06 | D | 122,700 | I | By Wife as Trustee |
| Common Stock, no par valueF3 | Sep 18, 2017 | J | 122,700 | $0.00 | D | 0 | I | By Wife as Trustee |
| Common Stock, no par value | holding | — | — | — | 495,468 | D | ||
| Common Stock, no par value | holding | — | — | — | 83,123 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's spouse is the trustee of the Rory Shaw Trust, of which his son is the beneficiary. The reported sale is from such trust.
- F2The amount of securities benefically owned in column 5 includes shares from trusts other than the Rory Shaw Trust.
- F3The reporting person's spouse is the trustee of the Rory Shaw Trust, of which his son is the beneficiary. On September 18, 2017, the trustee caused the trust to distribute all of the remaining 122,700 shares of MSA Safety Incorporated common stock to the beneficiary of the trust.