SEC Form 4 · accession 0001225208-17-009410
MSA Safety Inc · MSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Ryan III
Director · 10% Owner
Period of report
May 8, 2017
Accepted (ET)
May 9, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value | May 8, 2017 | M | 2,969 | $37.33 | A | 1,021,953 | D | |
| Common Stock, no par value | May 8, 2017 | M | 2,675 | $42.54 | A | 1,024,628 | D | |
| Common Stock, no par value | May 8, 2017 | M | 2,179 | $49.92 | A | 1,026,807 | D | |
| Common Stock, no par valueF1 | May 9, 2017 | S | 3,300 | $77.968 | D | 1,023,507 | D | |
| Common Stock, no par valueF2 | holding | — | — | — | 120,011 | I | By Limited Partnership | |
| Common Stock, no par value | holding | — | — | — | 288,513 | I | By Wife | |
| Common Stock, no par value | holding | — | — | — | 11,000 | I | By Wife as Trustee | |
| Common Stock, no par valueF3 | holding | — | — | — | 823,878 | I | Co-Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-statutory Stock Option | $49.92 | May 8, 2017 | M | 2,179 | D | May 10, 2016 | May 10, 2023 | Common Stock, no par value | 2,179 | 0 | D |
| Non-statutory Stock Option | $42.54 | May 8, 2017 | M | 2,675 | D | May 11, 2015 | May 11, 2022 | Common Stock, no par value | 2,675 | 0 | D |
| Non-statutory Stock Option | $37.33 | May 8, 2017 | M | 2,969 | D | May 16, 2014 | May 16, 2021 | Common Stock, no par value | 2,969 | 0 | D |
Explanation of responses
- F1Share price on this transaction ranged from $77.90 to $78.050.
- F2Family limited partnership in which I am a general partner and in which I and members of my immediate family are owners of pecuniary interests.
- F3Shares held in trusts of which I am a trustee and in which I and members of my immediate family are among the beneficiaries.