SEC Form 4 · accession 0001225208-16-037427
MSA Safety Inc · MSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Lambert
Officer — President and CEO · Director
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par valueF1 | Aug 2, 2016 | M | 20,365 | $0.00 | A | 162,806 | D | |
| Common Stock, no par valueF2 | Aug 2, 2016 | S | 600 | $55.5041 | D | 162,206 | D | |
| Common Stock, no par valueF1 | Aug 3, 2016 | M | 2,494 | $0.00 | A | 164,700 | D | |
| Common Stock, no par valueF3 | Aug 3, 2016 | S | 18,600 | $55.0137 | D | 146,100 | D | |
| Common Stock, no par value | holding | — | — | — | 60,600 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-statutory Stock OptionF1 | — | Aug 2, 2016 | M | 20,365 | D | Feb 21, 2010 | Feb 21, 2017 | Common Stock, no par value | 20,365 | 0 | D |
| Incentive Stock OptionF1 | — | Aug 3, 2016 | M | 2,494 | D | Feb 21, 2010 | Feb 21, 2017 | Common Stock, no par value | 2,494 | 0 | D |
Explanation of responses
- F1Conversion price is $40.095.
- F2Share price on this transaction ranged from $55.5 to $55.51.
- F3Share price on this transaction ranged from $54.75 to $55.05.