SEC Form 4 · accession 0001238630-18-000120
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Stutz
Officer — Chief Financial Officer
Period of report
Sep 25, 2018
Accepted (ET)
Sep 26, 2018 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 25, 2018 | M | 1,773 | $25.75 | A | 15,598 | D | |
| Common Stock | Sep 25, 2018 | F | 1,185 | $38.50 | D | 14,413 | D | |
| Common Stock | Sep 25, 2018 | F | 256 | $38.50 | D | 14,157 | D | |
| Common Stock | Sep 25, 2018 | M | 646 | $25.06 | A | 14,803 | D | |
| Common Stock | Sep 25, 2018 | F | 420 | $38.50 | D | 14,383 | D | |
| Common Stock | Sep 25, 2018 | F | 98 | $38.50 | D | 14,285 | D | |
| Common Stock | holding | — | — | — | 2,006 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $25.06 | Sep 25, 2018 | M | 646 | D | Jan 19, 2012 | Jan 19, 2021 | Common Stock | 646 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $25.75 | Sep 25, 2018 | M | 1,773 | D | — | Jul 18, 2021 | Common Stock | 1,773 | 0 | D |
Explanation of responses
- F1The directly owned common stock holdings reflected in Table I of this form include shares purchased through Herman Miller's 1995 Employees' Stock Purchase Plan, which satisfies the exemption requirements of Rule 16b-3.
- F2This grant vests in three equal annual installments beginning on the first anniversary of the grant date.