SEC Form 4 · accession 0001238630-18-000105
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Lock
Other
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 9:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 18, 2018 | M | 7,430 | $31.86 | A | 22,668 | D | |
| Common StockF1 | Jul 18, 2018 | S | 7,430 | $37.9786 | D | 15,238 | D | |
| Common StockF2 | Jul 18, 2018 | S | 15,238 | $37.9286 | D | 0 | D | |
| Common Stock | Jul 18, 2018 | M | 9,084 | $31.86 | A | 9,084 | D | |
| Common StockF1 | Jul 18, 2018 | S | 9,084 | $37.9786 | D | 0 | D | |
| Common Stock | Jul 19, 2018 | M | 5,537 | $33.75 | A | 5,537 | D | |
| Common StockF3 | Jul 19, 2018 | S | 5,537 | $38.0635 | D | 0 | D | |
| Common Stock | Jul 19, 2018 | M | 7,430 | $31.86 | A | 7,430 | D | |
| Common StockF3 | Jul 19, 2018 | S | 7,430 | $38.0635 | D | 0 | D | |
| Common Stock | Jul 19, 2018 | M | 9,083 | $31.86 | A | 9,083 | D | |
| Common StockF3 | Jul 19, 2018 | S | 9,083 | $38.0635 | D | 0 | D | |
| Common Stock | holding | — | — | — | 5 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $31.86 | Jul 18, 2018 | M | 7,430 | D | — | Jul 19, 2026 | Common Stock | 7,430 | 42,114 | D |
| Non-Qualified Stock Option (right to buy)F4 | $31.86 | Jul 18, 2018 | M | 9,084 | D | — | Jul 19, 2026 | Common Stock | 9,084 | 33,030 | D |
| Non-Qualified Stock Option (right to buy)F4 | $31.86 | Jul 19, 2018 | M | 7,430 | D | — | Jul 19, 2026 | Common Stock | 7,430 | 25,600 | D |
| Non-Qualified Stock Option (right to buy)F4 | $31.86 | Jul 19, 2018 | M | 9,083 | D | — | Jul 19, 2026 | Common Stock | 9,083 | 16,517 | D |
| Non-Qualified Stock Option (right to buy)F4 | $33.75 | Jul 19, 2018 | M | 5,537 | D | — | Jul 18, 2027 | Common Stock | 5,537 | 11,074 | D |
Explanation of responses
- F1Shares sold in several lots with prices ranging from $37.95 through $38.10. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Shares sold in several lots with prices ranging from $37.65 through $38.175. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3Shares sold in several lots with prices ranging from $38.025 through $38.125. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F4This grant vests in three equal annual installments beginning on the first anniversary of the grant date.