SEC Form 4 · accession 0001238630-18-000079
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C Walker
Officer — CEO
Period of report
Jul 13, 2018
Accepted (ET)
Jul 17, 2018 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2018 | M | 30,362 | $29.03 | A | 34,406 | D | |
| Common Stock | Jul 13, 2018 | S | 30,362 | $38.7728 | D | 4,044 | D | |
| Common StockF1 | Jul 13, 2018 | M | 21,099 | $0.00 | A | 25,143 | D | |
| Common Stock | Jul 13, 2018 | F | 9,785 | $38.75 | D | 15,358 | D | |
| Common StockF2 | Jul 13, 2018 | A | 28,906 | $0.00 | A | 44,264 | D | |
| Common Stock | Jul 13, 2018 | F | 12,604 | $38.75 | D | 31,660 | D | |
| Common StockF2 | Jul 13, 2018 | A | 34,932 | $0.00 | A | 66,592 | D | |
| Common Stock | Jul 13, 2018 | F | 15,231 | $38.75 | D | 51,361 | D | |
| Common Stock | holding | — | — | — | 32,775 | I | by Spouse | |
| Common Stock | holding | — | — | — | 6,800 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $29.03 | Jul 13, 2018 | M | 30,362 | D | — | Jul 13, 2025 | Common Stock | 30,362 | 0 | D |
| Restricted Stock UnitsF4,F5 | — | Jul 13, 2018 | M | 21,099 | D | — | — | Common Stock | 21,099 | 53,624 | D |
Explanation of responses
- F1The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.
- F2Shares issued July 13, 2018 pursuant to Performance Share Units granted on July 13, 2015 under the Company's 2011 LTIP with a three year performance period.
- F3This grant vests in three equal annual installments beginning on the first anniversary of the grant date.
- F4Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
- F5The restricted stock units have a three year cliff vest.