SEC Form 4 · accession 0001238630-18-000075
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Lock
Other
Period of report
Jul 13, 2018
Accepted (ET)
Jul 17, 2018 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2018 | M | 4,355 | $0.00 | A | 10,433 | D | |
| Common Stock | Jul 13, 2018 | F | 2,177 | $38.75 | D | 8,256 | D | |
| Common StockF2 | Jul 13, 2018 | A | 5,966 | $0.00 | A | 14,222 | D | |
| Common Stock | Jul 13, 2018 | F | 2,805 | $38.75 | D | 11,417 | D | |
| Common StockF2 | Jul 13, 2018 | A | 7,210 | $0.00 | A | 18,627 | D | |
| Common Stock | Jul 13, 2018 | F | 3,389 | $38.75 | D | 15,238 | D | |
| Common Stock | holding | — | — | — | 5 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jul 13, 2018 | M | 4,355 | D | — | — | Common Stock | 4,355 | 16,438 | D |
Explanation of responses
- F1The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.
- F2Shares issued July 13, 2018 pursuant to Performance Share Units granted on July 13, 2015 under the Company's 2011 LTIP with a three year performance period.
- F3Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
- F4The restricted stock units have a three year cliff vest.