SEC Form 4 · accession 0001238630-18-000073
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Gane
Other
Period of report
Jul 13, 2018
Accepted (ET)
Jul 17, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2018 | M | 2,802 | $0.00 | A | 2,980 | D | |
| Common Stock | Jul 13, 2018 | F | 1,340 | $38.75 | D | 1,640 | D | |
| Common StockF2 | Jul 13, 2018 | A | 3,839 | $0.00 | A | 5,479 | D | |
| Common Stock | Jul 13, 2018 | F | 1,726 | $38.75 | D | 3,753 | D | |
| Common StockF2 | Jul 13, 2018 | A | 4,638 | $0.00 | A | 8,391 | D | |
| Common Stock | Jul 13, 2018 | F | 2,085 | $38.75 | D | 6,306 | D | |
| Common Stock | holding | — | — | — | 2,214 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jul 13, 2018 | M | 2,802 | D | — | — | Common Stock | 2,802 | 19,408 | D |
Explanation of responses
- F1The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.
- F2Shares issued July 13, 2018 pursuant to Performance Share Units granted on July 13, 2015 under the Company's 2011 LTIP with a three year performance period.
- F3Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
- F4The restricted stock units have a three year cliff vest.