SEC Form 4 · accession 0001238630-18-000034
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C Walker
Officer — CEO
Period of report
Feb 8, 2018
Accepted (ET)
Feb 12, 2018 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2018 | M | 60,708 | $29.03 | A | 226,389 | D | |
| Common Stock | Feb 8, 2018 | F | 47,058 | $37.45 | D | 179,331 | D | |
| Common Stock | Feb 8, 2018 | F | 5,951 | $37.45 | D | 173,380 | D | |
| Common Stock | Feb 8, 2018 | M | 75,954 | $30.22 | A | 249,334 | D | |
| Common Stock | Feb 8, 2018 | F | 61,290 | $37.45 | D | 188,044 | D | |
| Common Stock | Feb 8, 2018 | F | 6,393 | $37.45 | D | 181,651 | D | |
| Common Stock | Feb 8, 2018 | M | 50,867 | $31.86 | A | 232,518 | D | |
| Common Stock | Feb 8, 2018 | F | 43,274 | $37.45 | D | 189,244 | D | |
| Common Stock | Feb 8, 2018 | F | 3,310 | $37.45 | D | 185,934 | D | |
| Common Stock | Feb 8, 2018 | M | 24,222 | $31.86 | A | 210,156 | D | |
| Common Stock | Feb 8, 2018 | F | 20,606 | $37.45 | D | 189,550 | D | |
| Common Stock | Feb 8, 2018 | F | 1,576 | $37.45 | D | 187,974 | D | |
| Common StockF1 | Feb 8, 2018 | S | 43,900 | $36.3811 | D | 144,074 | D | |
| Common StockF2 | Feb 8, 2018 | S | 1,100 | $36.9782 | D | 142,974 | D | |
| Common Stock | Feb 8, 2018 | S | 1 | $36.50 | D | 142,973 | D | |
| Common StockF3 | Feb 9, 2018 | S | 23,477 | $36.2622 | D | 119,496 | D | |
| Common StockF4 | Feb 9, 2018 | S | 21,523 | $36.0074 | D | 97,973 | D | |
| Common Stock | Feb 9, 2018 | S | 1 | $36.45 | D | 97,972 | D | |
| Common Stock | Feb 8, 2018 | S | 1 | $36.65 | D | 80,504 | I | by Spouse |
| Common Stock | holding | — | — | — | 6,736 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $29.03 | Feb 8, 2018 | M | 60,708 | D | — | Jul 13, 2025 | Common Stock | 60,708 | 30,362 | D |
| Non-Qualified Stock Option (right to buy)F5 | $30.22 | Feb 8, 2018 | M | 75,954 | D | — | Jul 14, 2024 | Common Stock | 75,954 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $31.86 | Feb 8, 2018 | M | 50,867 | D | — | Jul 19, 2026 | Common Stock | 50,867 | 174,420 | D |
| Non-Qualified Stock Option (right to buy)F6,F5 | $31.86 | Feb 8, 2018 | M | 24,222 | D | — | Jul 19, 2026 | Common Stock | 24,222 | 150,198 | D |
Explanation of responses
- F1Shares sold in several lots with prices ranging from $35.95 through $36.925. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Shares sold in several lots with prices ranging from $36.90 through $37.05. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3Shares sold in several lots with prices ranging from $35.70 through $36.65. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F4Shares sold in several lots with prices ranging from $35.45 through $36.325. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F5This grant vests in three equal annual installments beginning on the first anniversary of the grant date.
- F6Stock option granted based on the achievement of one-year performance objectives in FY16 which was approved in July 2015 by the Herman Miller, Inc. Board of Directors.